Download the Top Securities Regulation Developments

Complimentary Briefing:

September was a very busy month for the securities law and corporate governance communities. To keep you updated, we're offering you a recap of the major changes and developments in these areas of law so you can gain the insight you may have missed.

Highlights of the report include:

  • SEC adopts enhanced framework for clearing agencies
  • Salman decries common-law crime of insider trading
  • Senators urge SEC investigation of Wells Fargo
  • President signs funding bill with SEC politics rider
  • And so much more!

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